About First Allied Securities

Nithman Financial Group is affiliated with First Allied Securities, a premier broker- dealer dedicated to serving nearly 800 independent financial advisors. Since 1994, First Allied has helped independent advisors have access to technology, diverse products and other resources to help deliver leading financial solutions to individual investors and their families. As our broker-dealer, First Allied is responsible for executing trades on your behalf. Like all broker-dealers, it must undergo regular auditing and is required to meet specific net capital requirements to ensure it can meet its obligations to investors like you. Their support for our relationship goes well beyond the function of trade executor. Our affiliation means that we are not held to a sales quota or tied to selling proprietary products. We have the independence and freedom to recommend the financial solutions that best suit your needs, ensuring your objectives drive all decisions. The network of people and resources which are accessible, helps us pursue your unique goals and vision for a bright future. The depth of support we receive includes areas such as wealth management solutions, technology, research, product due diligence, continuing education and industry insight that helps me make more informed decisions. First Allied conducts regular audits of our business and we are given the regulatory supervision, guidance and training to ensure that we are informed of regulatory changes and requirements—oversight that also helps protect you and offer you impeccable service.